31 investor contacts, effective from December 31, 2011, with details below: 1. Two-month suspension on {A} of Aira Securities Plc.2. One-month suspension on 12 investor contacts: {B}, {C}, {D}, of
since the date of the entry of the plaint (26 December 2018) until the payment is made in full; a suspension of trading in securities on the Stock Exchange or the over-the-counter center, or derivatives
foreign business operators to provide services for Thai investors, guidelines for facilitating Ease of Doing Business in Thailand, the SEC’s law enforcement activities, the suspension of unlicensed business
by the SEC Board and its deposit/withdrawal service for all types of cryptocurrency in its Trade Wallet. The suspension of such services may cause damage to the public. Pursuant to Paragraph 1 of
the proposals on the calculation of subordinated facility to support an immediate increase in transactions, as well as the calculation of digital asset business risk and business suspension for any
. The SEC has therefore imposed a two-month suspension on investment consultant Pongsak, effective from 6 January 2020. ________________________
The suspension was in connection to NMG’s submission of the financial statements for the year 2017, wherein the overstatement of revenue and accrued income in the financial statements for the year
businesses during the suspension period.SEC reiterates that personnel in capital market businesses must perform duties or provide services with integrity and act in accordance with ethics or professional
her employer, however, the suspension imposed by the SEC is deemed to have been served.
already been suspended by her employer, however, the suspension imposed by the SEC is deemed to have been served.