offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
reducing the deposit limit in cash or cash equivalent of any specific issuer (single entity limit) from the previous 20 percent to 10 percent, and (2) requiring more disclosure in the fact sheet of
ล่วงหน้าในเรื่องอื่นๆ และต้องบริหารจัดการกองทุนโดยยึดหลักความรับผิดชอบและความระมัดระวังเพื่อประโยชน์ของผู้ลงทุนโดยกำหนดอัตราส่วนการลงทุนในสัญญาซื้อขายล่วงหน้าสูงสุด (maximum limit) ที่กองทุนจะสามารถลงทุน
is less than one percent of the total amount of the shares sold of that company; (9) being a person not having educational qualification, work experience or other qualification as specified in the
company is less than one percent of the total amount of the shares sold of that company; (9) being a person not having educational qualification, work experience or other qualification as specified in the
scammers and thus reduce investment risks to a certain degree.”During the campaign week, the SEC Thailand will reach out to the general public through the launch of a series of educational motion graphics
disclosure of listed companies and added the One Report webpage at https://www.sec.or.th/onereport, which compiles and publishes educational videos available for viewing anytime, as well as a list of FAQs
) “ ” “ derivatives” 1. derivatives 2. derivatives “ CIS” 1. 2. CIS “ ” 270 “B/E” (Bill of Exchange) “benchmark” “CIS operator” 1. . 2. CIS “concentration limit” “counterparty limit” “CRA” (Credit Rating Agency) 5 5
งการคํานวณ Product Limit 14 - ประเภทหลักทรัพยและทรพัยสินที่กองทนุสามารถใช cover สัญญา derivatives 17 - นิยาม Derivatives และ Structured Notes 18 - ประเดน็ที่ขอหารือ 20 1 บทนํา เพื่อใหกองทุนมีเครื่องมือ