หนดไวต้ั้งแต่ปี 2544 ดังกล่าวข้างต้น น่าจะไม่สอดคล้องกับสภาพเศรษฐกิจและค่าของเงิน ในปัจจุบัน 4 ส่วนที่ 3 : หลักการ ส านักงานได้พิจารณา ASEAN Capital Market Dispute Rules (“ACM dispute rules”) ซึ่งเปน็

Baht 100.55 million was caused by (i) the settlement of a dispute in a lawsuit with one hirer in the amount of Baht 94.83 million in order to stop the risk which may have a negative impact to the

, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement

you are a client of a securities or derivatives intermediary who, as a disputant, agrees to be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2  Listed company means a

investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement. ?To achieve these strategic goals, the SEC is striving towards becoming a smarter regulator

Annual Report 2004 S h a p i n g t h e T h ai C a p i t a l M a r k e t A n n u a l R e p o r t 2 0 0 4 S E C U R I T I E S A N D E X C H A N G E C O M M I S S I O N , T H A I L A N D This year’s annual report features Benjarong ceramics. Benjarong, meaning five colours, gained popularity in the royal court and the high society of Siam in the late Ayudhya period (A.D. 1350 - 1767). But it was during the early Rattanakosin period (A.D. 1782 - present), in the reigns of King Rama II and King Rama...

should be prescribed. 4. Criteria for selection of personnel for each unit shall encompass the educational background and related work experience. Such personnel should not have record in violation of the

educational background and related work experience. Such personnel should not have record in violation of the relevant ethics. 5. Having a performance appraisal system of personnel for every unit. 6. The

submitted as attachments.) Details of the partners or equivalent in the Audit Firm, a total of .......... persons Names and Last names Educational Qualification Registration No. Performing audit Experience in

November 2007, the "Inside SEC" section of the Smart Money program was ranked high among the list of most popular programs. ë Lectures for students and visitors The SEC has continued its educational campaign