, please call SEC Help Center at 1207 for further investigation in due course.
} did not record a number of client's securities trading orders. Certain records found in the course of inspection indicated that he prepared the securities trading report for the client by using trading
and purchases were in line with the normal course of business operation. Concurrently, the SEC instructed the company to amend the annual financial statements for the year 2015 and the interim financial
in the register of person qualified to be fund manager. In granting an approval according to the first paragraph, the Office may specify a period for the applicant to attend the first training course
available to provide services with respect to the trading or exchange of digital assets for its own account in the normal course of business outside the digital asset exchange. Additionally, 1000X has
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
จัดโดยสมาคมหรือสถาบันฝกอบรมในกรณีใดกรณีหนึ่งดังนี้ (ก) เขารับการอบรมตามหลักสูตรทบทวนความรู (refresher course) เกี่ยวกับกฎหมายวาดวยหลักทรัพยและตลาดหลักทรัพย กฎระเบียบที่เกี่ยวของ รวมทั้งจรรยาบรรณ
Company and its subsidiaries had a profit of 40.77 million Baht in Q2/2017, the Company had business loss of 32.10 million Baht from Q2/2016 and from effect of property sale relative to golf course business