for the year 2023 from the PACC* in the areas of approval related operation, which demonstrated the SEC’s commitment to driving and prioritizing the corruption risk assessment of the organization. The
resolution shall be in accordance with the provision specified in the commitment between the unitholders and the management company. Clause 9 The particular on the operation related to the management of the
executives who have performed their duties with care and loyalty and more severe penalties may be imposed on directors or executives who commit a fraud. Q: In case where the board of directors hires an
law and standards. Guidelines 1.3.1 In assessing whether directors and executives have performed their fiduciary duties with the required responsibility, due care and loyalty, reference should
investment units; (8) binding effects of the mutual fund, at least containing the following details: (a) a statement that the management company is obligated to comply with the fund scheme, commitment between
trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity
commitment to engage in high level of international medical service standard. However, services and administrative expenses including management remuneration totaling Baht 240.37 million showed a 3.62
that demonstrate the SEC’s commitment to promoting capital market businesses’ application of the UNGPs to their corporate policy to create tangible results and continuous monitoring of their progress. In
for promoting good corporate governance as it reflects their commitment to responsible investment management for the best interest of investors. One of the I Code key principles is to monitor invested
is to ensure transparency and commitment to the protection of clients? best interest. The SEC expects the Code to attract cooperation from investment management companies, first of all, in the form of