) Mr. Monthon Chatuwallopkul, jointly failed to perform their duties with dishonest intent and obtained unlawful gains for themselves or another person which caused damage to UWC or deprived UWC of its
Rules, Conditions and Procedures for Lending of Money for Purchase of Securities
by sum of (i) cash paid on repayment of loans and debt securities; (ii) cash paid on debentures; (iii) cash paid on purchase of property https://market.sec.or.th/public/idisc/Views/Download?FILEID=dat
? money intended for payments of investment unit purchases for personal gains.In so doing, they did not execute their clients' purchase transactions via the bank system, counterfeited fund passbooks and
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
check payable to AJD at the amount of 145 million baht, specifying Winsound (Thailand) as the payee, claiming that the payment was a deposit for the purchase order for set top boxes from a company in
arising from a deceitful, fraudulent or dishonest act, or having an application for an offer for sale of newly issued securities rejected by the SEC Office on https://www.sec.or.th/EN/Pages
a deceitful, fraudulent or dishonest act, or having an application for an offer for sale of newly issued securities rejected by the SEC Office on https://www.sec.or.th/EN/Pages/LawandRegulations
gains. In so doing, they did not execute their clients' purchase transactions via the bank system, counterfeited fund passbooks and gave them to the clients as completed transaction evidence, or opened
Mrs. Vachala Pisitsak During November 2009 to March 2011, Mrs. Vachala Pisitsak colluded with Ms. Sopana Janeborvorn and Phra Suthep Arpassaro (Panpai) in committing dishonest acts by using