contract; “derivatives exchange” means the derivatives exchange licensed from the Securities and Exchange Commission. Clause 2. When disclosing risk associated with futures trading, the derivatives broker
” means the derivatives exchange licensed from the Securities and Exchange Commission. Clause 2. When disclosing risk associated with futures trading, the derivatives broker must prepare a risk disclosure
contract; “derivatives exchange” means the derivatives exchange licensed from the Securities and Exchange Commission. Clause 2. When disclosing risk associated with futures trading, the derivatives broker
economic, environmental and social impacts. The practice of disclosing sustainability information inspires accountability, helps identify and manage risks, and enables organizations to seize new
economic, environmental and social impacts. The practice of disclosing sustainability information inspires accountability, helps identify and manage risks, and enables organizations to seize new
relevant report disclosing minimum information memorandum specified in Schedule 1 of the Notification of Acquisition and Disposal as well as provide the minimum information memorandum concerning specified in
private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another intermediary and reveal the report in the annual
intermediary and reveal the report in the annual compliance report; (5)1 in case the outsourced function is related to derivatives investment, the intermediary shall outsource such function to a derivatives
intermediary and reveal the report in the annual compliance report; (5)1 in case the outsourced function is related to derivatives investment, the intermediary shall outsource such function to a derivatives
structured finance product has informed the CRA that it is publicly disclosing all A-11 relevant information about the obligation being rated or if the information remains non-public. 2.10 A CRA should not