) in case where all units of the ASEAN collective investment scheme are offered for sale to institutional investors or ultra-high net worth investors, the investment policy in eligible asset types with
necessary measures in this area, e.g. asset management companies and financial institutions that sell mutual fund investment units were to disclose foreign exchange risk of foreign investment funds (FIF) more
such as Chairman of Clearing Committee of Thai Asset Management Corporation, prominent members of the Board of the Bank of Thailand, the Board of the Financial Institution Policy, the Board of
and deliver information of investment or holding of the assets as asset of the management company to the Office by accompanying with other information in which management company has the duty to deliver
company shall provide and deliver information of investment or holding of the assets as asset of the management company to the Office by accompanying with other information in which management company has
information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset management company to provide advice or
objective restriction in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset
relating to Offer for Sale of Securities Issued by Foreign Company for Listing on the Stock Exchange of Thailand; (2) a trustee [being asset trustee] who has issued and offered for sale of Sukuk and whose
laundering and having been subject to the judgment or the order of a court relating to confiscation of an illicit asset or any other similar judgment or order. Clause 23/14 The following financial statements
sensitivities ✓ Net Zero alignment Risk ✓ Business Transition Cost (3-5 Years) ✓ Hurdles to securing financing ✓ Carbon Pricing Impact ✓ Stranded Asset Risk Transition Risk Ability to Respond ✓ Climate Mitigation