TISCO ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 20/05/2014 - 30/05/2014
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 24/10/2012 - 30/10/2012
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 08/10/2012 - 12/10/2012
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 09/09/2013 - 12/09/2013
SEC has revised rules to make it easier for companies to engage in this business, for example, abolishing the rule requiring unit-selling agents to sell investment units of different management
Currently, investors are usually required to provide a lot of information each time they request services from an intermediary and must repeat the process via different forms when using services of
: PRI ▪ ESG in fixed income is more complex but offers more options ▪ ESG consideration should be at the issuer and issue level ▪ Different engagement approach depending on the issuer Key Takeaways SEC
OF CLIMATE-RELATED RISKS FOR FINANCIAL INSTITUTIONS 9 Physical risks Transition risks CDP, Financial Services Disclosure Report, 2020 CHARACTERISTICS OF CLIMATE-RELATED RISKS 10 Different effects based
of derivative markets Market structures & practices Conduct of complex products Behavioral finance & investor education 11 The excess implied volatilities could deter the price discovery function
such a way as to take advantage of other persons by using adverse material non-public information concerning LVT net loss in Q1/2010 of 37.65 million baht which was significantly different from LVT net