Derivatives Dealers (Synopsis) 01/06/2010 16/06/2010 4. Notification of Capital Market Supervisory Board Tor Thor. 80/2552 Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers
://www.sec.or.th/EN/Pages/MarketData/SecuritiesDerivativesBusiness.aspx English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved
assets to be used directly as a means of payment for goods and services at merchants.Eligible participants in the sandbox are digital asset exchanges, digital asset brokers and digital asset dealers
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
Bangkok, December 18, 2013 ? The SEC is seeking public comment on draft amendments to exempt the duty of registered derivatives dealers and derivatives fund managers to conduct the suitability test
regulators and audit firms discuss initiatives to raise audit quality and market transparency in the region supervision (i.e., listed companies, brokers, dealers, asset management companies and collective
ASEAN audit regulators and audit firms discuss initiatives to raise audit quality and market transparency in the region supervision (i.e., listed companies, brokers, dealers, asset management companies
or not, are exempted from obtaining digital asset business licenses. Additionally, digital asset exchanges, digital asset brokers, and digital asset dealers are prohibited from providing services