securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
SPTs in relation to the specific sectors and local context, with SPTs based on a combination of benchmarking approaches, such as historically externally verified values, issuers peers’ and industry or
regarding director appointments to remove legal restrictions and allow the company to resume business.The critical issues to be considered at the meeting are crutial to the company's ability to resume normal
Objectives of practice guidelines for business continuity management The SEC provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity
provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity management that should be applied by each intermediary and for determining a
decreased by Baht 27.58 million or 19.10% and Local Sales Revenue was decreased by Baht 10.14 million or 3.52%, as the result of COVID-19 Pandemic, overall economic has been slowdown both in Thailand and
Forum (ACMF)?s implementation plan, the ASEAN CIS framework and the common standards concerning qualifications of the cross-border funds, management companies and fund supervisors, local representatives
collaborative efforts to promote and propel sustainable finance initiatives in the Thai capital market. For example, promoting state agencies, local organizations and small enterprises in raising fund through
around the world. UNDP thanks these sustainability leaders for their critical role in authenticating SDG-enabling investment, signaling markets and driving adoption of these Standards: John Denton
through local licensed intermediaries in the host country must be authorized or approved for establishment and offering for sale to the public in the home country and must have the characteristics in