approved by the Office must possess knowledge, ability and understanding in fund management business and the relevant rules and regulations, be a person of (Translation) 3 integrity and honesty and without
knowledge, ability and understanding in fund management business and the relevant rules and regulations, be a person of (Translation) 3 integrity and honesty and without any disgraceful record, and must
amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target
Bangkok, October 3, 2014 ? The SEC launched ?Money Mun-D? an infotainment radio program serving as a channel for dissemination of knowledge on financial planning and investment as well as creation of
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดกิจกรรมร่วมคิดร่วมสร้างสรรค์ (co-creation workshop) ร่วมกับผู้ประกอบธุรกิจที่ให้บริการให้คำแนะนำและออกแบบการลงทุน เพื่อส่งเสริมการ
companies that incorporate environmental, social responsibilities and governance factors into their business strategies and practices will lead to sustainable long-term value creation to our clients/ unit
Sustainable Value Creation Principle 3 Strengthen Board Effectiveness Principle 4 Ensure Effective CEO and People Management Principle 5 Nurture Innovation and Responsible Business Principle 6 Strengthen
, social responsibilities and governance factors into their business strategies and practices will lead to sustainable long-term value creation to our clients. By signing this letter, Cartica Management, LLC
) Basic investment knowledge;(2) Understanding investment products;(3) Understanding digital assets and related risks;(4) Investment diversification and monitoring;(5) Understanding