The SEC supervises intermediaries? efficiency with an emphasis on risk management, suitable business model and risk profile of each securities house.? SEC Assistant Secretary-General Paralee
be a proper way for IFEC to deal with the current situation so that shareholders who are the real owners of the company will have an opportunity to select candidates they deem suitable to become new
bitcoin ETFs. In any case, the SEC emphasizes the oversight of intermediaries’ service provision where investors’ interest must be properly protected, including by means of investment advice suitable for
stockpile storage site for accommodating the expedited construction of various projects of the Company, whereby such plots of land are adjacent to the Company’s projects so it makes transportation convenient
. This allow the analysis on asset allocation. In this regard, the information provided through the API channel is suitable for organizations, capital market entrepreneurs who can use raw data for
suitable for timely redemption upon clients? demands.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or
capital rules serve as initial capital requirement for those intending to operate a securities business. Once the business operation begins, the licensees must also maintain on-going capital suitable for
give support by proving various forms of training so that the listed companies can apply CG Code in a more practical way and suitable to their organizational contexts
committees to obtain sufficient qualitative information from audit firms to support the selection of suitable auditors for the size and complexity of their business, ensure transparency, and promote the
enhance flexibility and accommodate future changes suitable for the Thai capital market landscape. Over the past years, foreign studies have shown that many foreign capital markets have revised their