(Newest) Date (Oldest) SEC Search " electronic possession " OR " electrical ownership " OR " electrical control" OR "digital ownership " OR "digital control"&wt=json&indent=true&facet=true&facet.field
" OR " electrical control" OR "digital https://secsearch.sec.or.th/?search=electronic+possession+OR+%22electronic+possession%22+OR+%22elect... SEC Search " electronic possession " OR " electrical
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" OR "electrical control" OR "digital ownership" OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl
Securities and Exchange Commission No. Or Thor. 21/2543 Re: Guidelines for the Operating Control of Brokerage and Dealing of Securities That Are Not Debt Instruments _____________________________ For the
this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the
3.2 Investment management system 3.3 Back office supporting system 3.4 Compliance system 3.5 Documentary preparation and record keeping system Chapter 4 Internal Control System Chapter 1 Organisational