than plain vanilla instruments, all types of offerings must submit an application for approval and ensure continuous disclosure of information on net capital; (2) To require that plain vanilla
mai. This manipulation involved continuous trading activities both before the morning trading session and during intraday trading. Examples include placing large-volume buy and/or sell orders across
Currently, sustainable investing has gained continuous interest from global investors. Both the SEC and the Securities and Futures Commission, Hong Kong (SFC) place importance on promoting the
on a continuous basis, leaping from 12 percent to 75 percent of the gross domestic product. As of 30 September 2017, the total outstanding balance of private sectors? debt securities was 3.78 trillion
to promote the capital market as an important tool in financial planning. SEC has put in continuous efforts in providing knowledge regarding finance and investment to the investing public, ranging
Bangkok, June 20, 2014 ? The SEC encourages asset management companies to set up post retirement funds as investment alternative for retirees. The funds provide unit holders continuous payouts and
exchange of digital assets (secondary market). In addition, there are continuous news updates regarding digital assets for the public to read and understand them before making an investment.SEC Secretary
personal interest. On account of such wrongdoings, she was dismissed from the I V Global.The SEC viewed that Tippawan had committed such wrongdoings with careful plot , concealing her continuous securities
and continuous audit work for listed companies in compliance with stricter professional standards. The SEC is therefore reviewing related regulations* and proposing the requirement of a minimum of
continued injection policy and the unresolved fiscal problems of certain European countries are seen as the key drivers of continuous capital inflows into emerging markets including Thailand. However