above, or any actions in good faith that do not include increases in investment, the mutual fund management company shall take following actions: Excess from Increases in Investments
include (1) defining objectives*, (2) determining means to attain the objectives, and (3) monitoring, evaluating, and reporting on performance.** “Good corporate governance” involves not only building
appraisal did not include quality of work and did not have a clearly weighted score for each factor. Consequently, audit staff did not recognise the importance of audit quality. Example 5 : An audit firm did
Bangkok, 19 March 2020 – According to the Cabinet’s resolution on 17 March 2020, approving the postponement of the public holidays during 13 -15 April 2020 to prevent and contain the spread of the
and take precedence over the IOSCO CRA Code. These laws and regulations may include direct regulation of CRAs and may incorporate elements of the IOSCO CRA Code itself. Finally, the IOSCO CRA Code only
outsourcing contract would have to incorporate a BCM plan therein as well.?? The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments
Capital Market Supervisory Board or the Office of Securities and Exchange Commission have suggested investment in the offered securities; nor contain any assurance in relation to the value or returns on the
https://twitter.com/Pri_news SEC Classification : ใชภ้ายใน (Internal) 2 “The PRI defines responsible investment as a strategy and practice to incorporate environmental, social and governance (ESG) factors