-General of Department of Legal Counsel, and Deputy Attorney General before becoming the Attorney General of the Office of the Attorney General during 2007-2009. Presently, he continuously makes tremendous
List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
EMM Consulting Company Limited EMM Consulting Company Limited ("EMM"), represented by company directors Mr. Alan Sydney Roy Lane and Miss Ratanaporn Aoonta, had not been licensed to operate
. Ms. Peangpanor Boonklum Senior Executive Vice President, Office of General Counsel, PTT Public Company Limited. 3
plaintiff. Moreover, the counsel for the plaintiff shall be awarded when the Court renders judgment in favor of the plaintiff. The Court shall determine the amount of the award by taking into account the
investment advisory service under this Ministerial Regulation shall be any of the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance
Investment Advisory Securities Company Limited Remark: Data will be displayed within 3 years. Last updated on 19 January 2023
Advisory Securities Company Limited Remark: Data will be displayed within 3 years. Last updated on 19 January 2023
sufficient personnel to be able to operate the investment advisory service business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.115 Criminal Complaint Filed with
Devere & Partners (Thailand) Ltd. Devere & Partners (Thailand) Ltd. colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license