supervise TUCC to prepare the reviewed financial statements for Q3/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out

specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.56(1) in

person representatives failed and the statute of limitations ran out. SEC Act S.113 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019

failed and the statute of limitations ran out. SEC Act S.115 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019

limitations ran out. SEC Act S.56 Criminal Complaint Filed with an Inquiry Official Dated 11/11/2022

Covered Fund for the SEC’s consideration under a normal track. An application for establishment of fund via ‘auto approval’ track is not permitted. 5 2.2 Offering for sale and investment restrictions of a

to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.56(2)(3)(4) and 199 Criminal Complaint Filed with an Inquiry Official Dated 10/06/2016

. The statute of limitations ran out. SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official Dated 01/12/2017

limitations ran out. SEC Act S.56(1) in conjunction with 199 Criminal Complaint Filed with an Inquiry Official Dated 11/10/2016

statement for the year 2014 (Form 56-1) and the annual report for the year 2014 (Form 56-2) to the SEC and the SET within specified period. The statute of limitations ran out. SEC Act S.56(2)(3)(4) and 199