difficult or contentious matters or resolving differences of opinion? If yes, how does the firm ensure the independence and confidentiality of service providers? _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC
be guided by the following five fundamental ethical and professional principles: 1. Integrity 2. Objectivity 3. Professional Competence and Due Care 4. Confidentiality 5. Professional Behaviour Some
ธุรกรรมลับตระหนักถึงหนาที่ของตน ในการปฏิบัติตอขอมูลลับ 4. บริษัทควรมีขอตกลงในการรักษาความลับ (confidentiality agreement) กับที่ปรึกษาและผูใหบริการอื่น และใหบุคคลดังกลาวยืนยันวามีนโยบายและ ระบบที่จะ
derivatives position remaining until the settlement date. 6. Risk from being unable to proceed with the order of futures trading of an investor for loss limitation The derivatives broker may be unable to
may lose from the derivatives position remaining until the settlement date. (Translation) 6. Risk from being unable to proceed with the order of futures trading of an investor for loss limitation The
futures trading of an investor for loss limitation The derivatives broker may be unable to proceed with the order of any kind of futures trading of an investor which has an objective to limit potential loss
in the SPA being fulfilled. Those conditions precedent include, without limitation, receipt of (i) the approval of general meeting of shareholders and approval of the Bank of Thailand for the Bank’s
Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meet...
ขอ้มูลสารสนเทศท่ีส าคญั (confidentiality) ความถูกตอ้งเช่ือถือไดข้องขอ้มูลและระบบสารสนเทศ (integrity) และความพร้อมใชง้านของระบบสารสนเทศท่ีใชบ้ริการ (availability) ระบบการเก็บรักษาทรัพยสิ์นตามวรรคหน่ึง (ก
client by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c) handling of the