During 22 March – 25 April 2024, the SEC conducted a public hearing on the proposed principles for amending the qualifications of bondholders’ representatives. Most respondents agreed with the
issuance as deemed appropriate, in compliance with governing laws and regulations. The sample appointment agreement received comments and recommendations from stakeholders during a public hearing conducted
The Securities and Exchange Commission (SEC), in collaboration with CFA Institute and CFA Society Thailand, conducted training on the topic “Understanding the Impact of Sustainability on the Value
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, in collaboration with the SEC Ambassadors, conducted a series of lectures on financial and
SEC later conducted a public hearing to gather views and suggestions on the matter from stakeholders during February – March 2023. The finalized amendment to the equity allocation regulations* has
“Empower Your Money: Save Smart, Live Free.” The SEC officials from the Department of Capital Market Education delivered lectures on financial planning for government officials and conducted a workshop on
to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products not approved for sale
situation will not affect the assessment conducted on listed companies, asset management companies or REIT managers regarding this subject
number of customers and the investment amount of each client. Following the public hearing on the regulatory sandbox amendment conducted earlier this year, which received favorable responses from most
& Transparency Assessment (ITA), which is conducted on governmental agencies.” Said Secretary-General Ruenvadee. ______________________