. Most of the respondents expressed agreement with the principle proposed.Therefore, SEC has drafted a notification requiring asset management companies and trust managers which make a projection of

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

percent is held by the Stock Exchange of Thailand, commercial banks and securities firms. Unlike other securities firms, TSFC is licensed to particularly provide securities financing including margin loans

, allowing other persons to access client information is deemed a breach of investor confidentiality agreement, a careless, imprudent performance of duties, a negligence of investors? best interest, and

Thai Oil is unable to provide a recovery plan to the satisfaction of the Company or Subsidiary; • Thai Oil shall be entitled to terminate the Asset Sale and Purchase Agreement if the Company or

have DID 2 provide marketing support service to the Developer under the Marketing Support Service Agreement. The term of this agreement is from the signing date to 31 March 2019, totaling approximately 6

Thana Sinsap (Thailand) Plc. No. 10/2019 held on September 10, 2019 had a resolution of the connected transaction as follows: Date of agreement: Company Date of agreement ACS Capital Corporation Limited

Part 1 Business Operation and Operating Results 1. Organizational structure and operation of the group of companies 1.1 Policy and business overview Provide an overview on the background and nature of

structure and operation of the group of companies 1.1 Policy and business overview Provide an overview on the background and nature of the businesses operated by the Company or the group of companies which

. Clause 6. Prior to agreeing to provide selling agent service for units of foreign collective investment scheme, securities company shall arrange to have agreement in writing with person responsible for