ข้อมูลสรุป (executive summary) (ทจ.53-2556) (ให้ใช้แบบแนบท้าย ทจ.45/60)
Preparation and Disclosure of Report on Securities Holding of Director, Executive and Auditor
Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
branch office, comprising at least an efficient system for operational management, compliance management, information management and preparation of competent personnel. 4.4 Having the result of the latest
duties to report misconducts of directors, managers or persons responsible for company's / securities' company operations on the following offences: Section 281/2 Paragraph 2 (Director or executive of the
duties to report misconducts of directors, managers or persons responsible for company's / securities' company operations on the following offences: Section 281/2 Paragraph 2 (Director or executive of the
Complaint Form Against SEC Executive and Officer Information of Complainant Mr. Mrs. Ms. Name:…………………………………Surname:…………………….. ID Number/ Passport ID: ………………..………………..………………..………………….. Aged
Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator
Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator
interests. At least one of the non-executive directors should be experienced and competent in the company’s main industry. 3.1.2 The board should determine the proper number of directors to function