violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
to take further inspection on the case. The Capital Market Supervisory Board may issue notification determining type of suspicious circumstances for auditor to use as guidelines in auditing company's
to take further inspection on the case. The Capital Market Supervisory Board may issue notification determining type of suspicious circumstances for auditor to use as guidelines in auditing company's
key management positions and business strategies in order to enhance efficiency and growth. Under new structure, UWC shifted the focus from less competent business such as renewable energy to Steel
changing in many key management positions and business strategies in order to enhance efficiency and growth. Under new structure, UWC shifted the focus from less competent business such as renewable energy
threats against the firms’ and their auditors’ independence. Results of the 2015 inspections showed that the incompleteness of the related-parties disclosures remains an issue because some firms had yet to
to be insufficient for the provision of audit service to listed companies and potential fundraisers in the capital market that are expected to increase upon economic recovery. To address this issue
” or the “Company”) wishes to issue and offer warrants to purchase ordinary shares of the Company (“Warrants”) to employees of the Company and/or its subsidiaries according to ESOP 2018 program (“CCET-WC
” or the “Company”) wishes to issue and offer warrants to purchase ordinary shares of the Company (“Warrants”) to employees of the Company and/or its subsidiaries according to ESOP 2018 program (“CCET-WC
the key issues include competent personnel, professional code of conduct, effective risk management and sound financial condition.? ?Take client acceptance process, for example. It must cover the know