in place a written agreement which provides that upon the client’s request for settlement of a civil dispute incidental to or in connection with the undertaking of the derivatives business, such
-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
โปร่งใสของ ก.ล.ต. จัดประชุมออนไลน์เพื่อหารือเกี่ยวกับการเข้าร่วมการประเมินคุณธรรมและความโปร่งใสในการดำเนินงานของหน่วยงานภาครัฐ (Integrity and Transparency Assessment : ITA) และมาตรการส่งเสริมคุณธรรมและ
investment trusts (REIT), infrastructure funds and infrastructure trusts.The proposed revisions aim to enhance transparency in executing such types of transactions while the unitholders to be affected by such
with a firm commitment to efficiency, transparency and fairness. We have reached our operational goals and witnessed continual market development including stronger ethical conduct in all important areas
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมการเสวนาออนไลน์หัวข้อ “Achieving Gender-Inclusive Business through Accountability and Transparency
SHARE : SEC receives excellent score in the Corruption Risk Management Systems Assessment 2023 and higher score in the Integrity and Transparency Assessment 2024 Friday 2 August 2024 | No. 159 / 2024