customer’s decision-making and providing appropriate information; and 5) charge of service fees, which, regardless of how they are determined, must be informed to the customer prior to the service
encourages companies with provident funds to become aware of the significance of their employees’ retirement funds. The program is free of charge and open to registration, for any company with at least 100
trustees shall be made in accordance with the rules and regulations specified by SEC and that trustees are permitted to charge for expenses incurred in making copies of documents as required by the SEC
asset management companies in charge, and to update their fund books (if any) regularly to prevent possible damage from frauds. ______________________ * Clause 23
case, investors should check the records of transaction confirmation regularly to make sure that they are properly issued by the securities companies in charge. In case of suspicious incidents
in charge of Accounting and Finance of ICHI, knew the inside information related to ICHI's financial statement year 2016, which would show a decline in the net earnings resulting from net operating
. Prapai’s act was deemed a failure to comply with the Notification of the Capital Market Supervisory Board.** SEC has therefore prohibited Prapai from performing duties as branch manager in charge of capital
New Multinationals Fund Class Z USD 5.00% 1.00% UCITS % 0% Ongoing Charge 0.15% UCITS Performance Fee 2. AIA Global Multi-Factor Equity Fund Class Z USD 5.00% 1.00% UCITS % 0% Ongoing Charge 0.21% UCITS
Charge 0.16% UCITS Performance Fee 2. AIA New Multinationals Fund Class Z USD 5.00% 1.00% UCITS % 0% Ongoing Charge 0.15% UCITS Performance Fee : AIA Diversified Fixed Income Fund Class Z USD AIA New
departmental director, a branch manager and shall also mean a person holding any equivalent position called otherwise who is in charge of the following business functions, as the case may be: (a) Business