funds or clients under its management (cross trade), the transaction shall: (1) be proper for character, investment policy and the necessity for investment of the funds or clients , which the securities
หลักทรัพยตางๆ ในปจจุบนั สัญลักษณหลักทรัพย • TCR Issuer เปนผูกําหนด โดยตองไมเกนิ 8 Character วิธีการซื้อขาย • เหมือนหุนสามัญทั่วไป โดยซื้อขายไดทั้งแบบ Automatic Order Matching (AOM) และแบบ Put
, qualification or any character that specifies beneficiaries of trust; (3) objectives of trust; (4) property constituting trust property. SECTION 15 The SEC Office may issue notifications specifying particulars
and a trustee; (2) beneficiary identifiable by name, qualification or any character that specifies beneficiaries of trust; (3) objectives of trust; (4) property constituting trust property. SECTION 15
statements shall be void: (1) names of a settlor and a trustee; (2) beneficiary identifiable by name, qualification or any character that specifies beneficiaries of trust; (3) objectives of trust; (4) property
between or amongst funds or clients under its management (cross trade), the transaction shall: (1) be proper for character, investment policy and the necessity for investment of the funds or clients , which
between or amongst funds or clients under its management (cross trade), the transaction shall: (1) be proper for character, investment policy and the necessity for investment of the funds or clients, which
between or amongst funds or clients under its management (cross trade), the transaction shall: (1) be proper for character, investment policy and the necessity for investment of the funds or clients, which
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...
ลงทุน และการบรหิารยงัเป็นไปตามกรอบและวตัถุประสงค์การลงทุนหรอืไม่ และแก้ไขให้ เหมาะสม โดยกระบวนการน้ีจะเพิม่ความมัน่ใจว่าการลงทุนจะยดึตามทีค่วรจะเป็น นอกจากน้ี ยงัมทีมี Coding and Monitoring Guidelines