approaches to regulate debt securities. These approaches include: Approval – issuers are required to apply for the approval to offer debt securities for sale. This will allow the SEC to carry out a preliminary
work with them in implementing the proposals on a phased basis, starting with investment consultants, research analysts and individuals who are licensed to carry out fund management activities. The ACMF
roles and responsibilities and discharge them efficiently as required by the professional standards and relevant regulations. Accordingly, the SEC has laid out a plan to promote capabilities of the
closures between the countries in which the Group operates. Due to these events, the Group's key employees are unable to travel freely, or participate in and carry out some of their usual responsibilities
difference in the procedures to the extent that it will not materially change the work system and personnel provided in the application; (2) the rules and regulations of the derivatives exchange necessary for
management processes to account for climate risk: quantify risks, use scenario analysis, and carry out stress testing ❑ Apply existing quality assurance and compliance approaches used for finance, management
other related transactions. Details of the Transaction are set out Information Memorandum regarding Acquisition and Disposal of Assets and Connected Transaction as Attachment 1. 1.2 Approved the
the qualifications under Clause 3(6), (7), (8) and (9) as provided in the application except where there is any difference in detail to the extent that it will not materially change the qualifications
the qualifications under Clause 3(6), (7), (8) and (9) as provided in the application except where there is any difference in detail to the extent that it will not materially change the qualifications
licensee has satisfied the qualifications under Clause 3(6), (7), (8) and (9) as provided in the application except where there is any difference in detail to the extent that it will not materially change