units or customer solicitation; (2) having a clause prohibiting the representative from appointing a sub- representative; (3) overseeing the representative to comply with the clause in the agreement and
rules on sale or acceptance of redemption of investment units or customer solicitation; (2) having a clause prohibiting the representative from appointing a sub- representative; (3) overseeing the
Notification until such payment is made in full. Clause 9. This Notification shall come into force from 1 January 2004. Notified on this 30th day of December 2003. (Captain Suchart Jaovisidha) Minister of
on this 30th day of December 2003. (Captain Suchart Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission Note: The Notification of the Securities and Exchange Commission
this 30th day of December 2003. (Captain Suchart Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission Note: The Notification of the Securities and Exchange Commission No
control and risk management regarding the operation of the agricultural derivatives business according to the type of license, including measures for overseeing the compliance with the laid-out policies and
responsible units and other personnel, internal control and risk management regarding the operation of the agricultural derivatives business according to the type of license, including measures for overseeing
responsible units and other personnel, internal control and risk management regarding the operation of the agricultural derivatives business according to the type of license, including measures for overseeing
of audit company. Audit committee can give advice to the company on behalf of company's director, which is considered a role of board of directors in overseeing the management. Q: Can audit committee
1997 Tarrin Nimmanahaeminda 14 November 1997 - 17 February 2001 Somkid Jatusripitak 18 February 2001 - 9 February 2003 Captain Suchat Jaovisidha 10 February 2003 - 9 March 2004 Somkid Jatusripitak 10