TISCO ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 19/03/2014 - 28/03/2014
TISCO ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 28/04/2016 - 09/05/2016
SCB ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 31/05/2011 - 07/06/2011
THAI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 09/05/2013 - 21/05/2013
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 22/10/2015 | Close Selling Date : 30/10/2015
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED| | Offering Date : 22/09/2006 - 02/10/2006
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for selling and buying
higher risk level in buying financial products with a higher risk than the client’s risk profile. SEC has considered the case and viewed that Somchai had behaviors with dishonest implication, affecting the
AIA Company Limited AIA Company Limited , an intermediary provides services for selling and buying investment units through omnibus account, has to govern the service under the provisions being
the displayed buying and selling prices of order book do not align with the actual market prices, causing the coin prices displayed in the order book was inaccurately. DAB Act S.94 Settlement