derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
investors or the home regulator, or has not failed to submit such information to investors or the home regulator. (2) have investment policy to invest in eligible asset type with investment limit in similar
investors or the home regulator, or has not failed to submit such information to investors or the home regulator. (2) have investment policy to invest in eligible asset type with investment limit in similar
member country executing the Memorandum of Understanding Concerning Cooperation and Exchange of Information on Cross-border Offers of ASEAN Collective Investment Schemes to Non-retail Investors or the
member country executing the Memorandum of Understanding Concerning Cooperation and Exchange of Information on Cross-border Offers of ASEAN Collective Investment Schemes to Non-retail Investors or the
or regulations prescribed by the derivatives clearing house; (8) determination of concentration limit on each type of assets for margin which members may place with the derivatives clearing house to
Thailand will provide to each other with regard to cross-border equity offering and depositary receipt (DR), which can make a strong contribution to the successful implementation. Enhancing cooperation
สำนักงานสั่งพักการดำเนินธุรกิจ No records to display. Last Updated 30 April 2023 Last Reviewed 30 April 2023
สำนักงานสั่งพักการดำเนินธุรกิจ No records to display. Last Updated 8 August 2024 Last Reviewed 8 August 2024