accessibility. A concerted effort was also directed towards elevating investor awareness and education in the realm of bond investment. The overarching aim was to strengthen the credibility of the Thai bond
performance of persons involved in the operations of listed companies, and to promote the awareness of the importance of sustainable development among listed companies.” “I would like to thank all members
• Training and Awareness • Localized to Thailand • Community & Business Supported • Best-practices • Practical Actions SEC Classification : ใชภ้ายใน (Internal) Slide 1: Empowering Diversity: Introducing the
aging society is having a stronger influence on the adjustment of products and services to generate sufficient yields for the elderly investors. It is part of our job to build consumers? awareness of the
greater alignment with TCFD-aligned disclosure in Thailand The collaboration between CDP and the SEC will run throughout 2022 and is part of the SEC’s ambition to raise awareness and encourage business
and action plans • Impose rules & regulations and Incentives to change market behavior toward sustainability • Provide funds for climate/sustainable projects • Have climate awareness • Have climate
with rules specified by the SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets
SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets, without or not complying
SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets, without or not complying
taking the following actions: (a) collecting and allocating the client’s assets to the client ; (b) transferring the client asset account and the client’s assets to another intermediary ; (c) closing the