receive such information. Chapter 4 Authorities and Penalties _______________ Clause 14 In case it appears to the SEC Office that a derivatives dealer has breached or failed to comply with this Notification
4 Authorities and Penalties _______________ Clause 14 In case it appears to the SEC Office that a derivatives dealer has breached or failed to comply with this Notification, or code of conduct
4 Authorities and Penalties _______________ Clause 14 In case it appears to the SEC Office that a derivatives dealer has breached or failed to comply with this Notification, or code of conduct
official considers the clarification of the applicant and discusses the case initially with the supervisor; - The responsible department concludes the consideration and proposes for the authorities
individual level: Authorities need to help households build immunity through financial and digital education so that all individuals have sufficient and long- 4 term savings for retirements and channels of
conveniently. Extent of shareholder rights index This extent measures shareholders' rights and role in major corporate decisions. To satisfy this indicator the SEC along with the relevant authorities proposed
conveniently. Extent of shareholder rights index This extent measures shareholders' rights and role in major corporate decisions. To satisfy this indicator the SEC along with the relevant authorities proposed
firm to report the withdrawal to regulatory authorities (e.g. reporting requirements); • documenting the significant issues, consultations, conclusions, and their basis; • Have the relevant disclosures
necessary for purchasing and acquiring the entire business transfer of SQL. For example, liaison with government authorities, amendment, alteration until the completion of entire business transfer. This
authorities. In particular, new emphasis is placed on the quality of supervision and enforcement. The chapter also includes a new principle on the role of stock markets in supporting good corporate governance