business operator who is a wallet provider to enable identification of the clients who make transactions in the system; (3) To prohibit the digital asset business operator from providing
) Ethical requirement (ER): Compliance in this area was found insufficient in some firms, such as inadequate independence compliance testing due to the findings on incomplete identification of related parties
institution that already operates under the supervision of other regulatory authorities prior to obtaining a derivatives business license. (b) Change of position of the person who has already been approved by
and IT audit, and disclosure of key information to customers. Others include preparation of financial statements, methods to contact and service customers with identification of customers’ real
service to own clients or clients who open wallet with other digital asset business operator who is a wallet provider to enable identification of the clients who make transactions in the system
regulations of government agencies and specific regulatory authorities. The new criteria, coming into effect June 6, 2017, contain the following key points. - Expand the scope of operations for financial and
identification of clients and the beneficial owners of derivatives traded by clients in accordance with the information obtained from members. Such identification may be recorded in the form of Identification Card
: The personal data that the SEC Office collects includes both direct and indirect data, for example, identification number/passport number, title, name, surname (Thai/English), date of birth, citizenship
oversight 2) Management’s role 1) Risks and opportunities 2) Impact on organization 3) Resilience of strategy 1) Risk identification and assessment processes 2) Risk management processes 3) Integration to
, President of the Company , to have the authorities to engage in all activities to complete the mentioned subject base on the best interest of the Company. - The transaction above constitutes the acquisition