client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint

Mr.Sompong Wittayarakson Mr. Sompong Witthayaraksan, former Chairman of S.E.C. Auto Sales and Services Plc. (SECC) responsible for the operation of SECC, dishonestly violated his duties and caused

submit the audited financial statement in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the reviewed financial statement

Mahachai Hospital Public Company Limited Mahachai Hospital Public Company Limited ("M-CHAI") had duties to prepare and submit an Interim Management Discussion and Analysis for the year 2022

Clover Power Public Company Limited Clover Power Public Company Limited ("CV") had duties to prepare and submit the key financial ratio report for the year 2022 through the transmission

PATKOL PUBLIC COMPANY LIMITED PATKOL PUBLIC COMPANY LIMITED (“PK”), a listed company, had duties to prepare and submit a financial statement for the year 2022 through the transmission system of the

PATKOL PUBLIC COMPANY LIMITED PATKOL PUBLIC COMPANY LIMITED (“PK”), a listed company, had duties to prepare and submit an interim management discussion and analysis for the year 2022 through the

accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 12/2024 Dated 30/01/2024

order or act in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 12/2024 Dated 30/01

RAMKHAMHAENG HOSPITAL PUBLIC COMPANY LIMITED RAMKHAMHAENG HOSPITAL PUBLIC COMPANY LIMITED (“RAM”), a listed company, had duties to prepare and submit a financial statement for the year 2022 through