the securities, including the amount and price. He also asked the client to leave the ATS saving account with him so he could help the client trade securities. In addition, he rehearsed the client in
trading decisions on the client's behalf from June 2009 until April 2011. Furthermore, she asked the client to sign the application of the securities transfer despite the amount of the client's securities
Annual General Meeting of Shareholders for 2018 The Wattanapat Ao-Nang Hospital project will be proceeded accordingly, as the Company identified in the prospectus. By the way, the company requested more
public to be cautious when being asked to trade digital assets. The public should examine whether the operator is on the list of SEC’s digital asset business applicants. SEC reiterates that SEC has not
aspect related to Halal and Haram. Many Muslims have asked the Sheikhul Islam Office about trading of shares on the Stock Exchange and digital currencies or cryptocurrencies. The Shekhul Islam Office
session. Besides, {A} admitted that she advised the client to sell the other securities to settle the buying order which the client agreed and asked her to submit the selling order via mobile phone
processed. Instead, he falsified documents to deceive the clients that their orders had been executed. He also deceived the clients that the Automated Trading System (ATS) failed to function and thus asked
derivatives trading orders for several clients without sources of orders. From the recorded conversation, it was found that Napat contacted some persons and asked for permission to submit securities and
securities trading account without any written authorization from the account owner. He admitted that both clients were siblings and the account owner asked her brother to submit trading orders without prior
}, without informing the client, continued trading securities in an attempt to recover loss in this account. Also, it was found in the recorded conversation that {A} asked another client for permission to