submit the total amount of the civil penalties and the compensation to the Ministry of Finance as public revenue. Apart from the civil sanction, the SEC banned Sarath from holding the position of director
, Japan on regulatory frameworks and seek cross-border business opportunity between the two capital markets. Apart from the FSA, Japan and the SEC exchange of Letters for Cooperation, on the private sector
Initiative, as submitted in their activity reports to the SEC, are a means of imparting financial and investment knowledge to the public apart from the businesses’ normal product sales practices. The
Reporting Quality Apart from the oversight of auditors and audit firms, the SEC always focuses on improving the quality of financial reporting of the listed companies on the Stock Exchange of Thailand
positively. On the variable cost side, apart from normal inflation, as highlighted since Q2 fuel prices have increased versus the same period in 2017. The latest fuel shipment in December was more economical
2016, or up to 74.65%. Brokerage fees income for the year ended 31 December 2017 were Baht 143.93 million, increased by Baht 52.62 million when compared to 2016, or up to 57.62%. Other Incomes apart from
25/2 and Clause 25/3 in case of [i] an advertisement for offer or being going to offer for sale of units by a method apart from a delivery or distribution of the prospectus and [ii] sale promotion. In
other businesses apart from services relating to investment in and transaction of capital market products , the intermediary shall control the services in compliance with the following rules: (1