must not have behavior showing any objectives to engage in investment advisor business and must be registered with SEC. Even though the investment planners are waived in this matter, they are required

investment complies with the company’s investment policy framework as laid out by the Board, and that it has been considered carefully and reasonably. Despite exposure to several risk factors, the investment

’ objectives are to solve social problems, promote public benefits, and develop the community without focusing on making highest profits for shareholders, which are different from typical limited companies

asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if cyber

investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous

SEC Secretary-General Ruenvadee Suwanmongkol said: “The free-float criteria are specified by SET with the SEC Board’s approval. They carry a significant importance to the trading liquidity of listed

manager. This gives involved parties, including numerous capital market business personnel, sufficient time to make necessary preparations within this year.  “SEC is confident that personnel in capital

During March – April this year, the SEC conducted a public hearing and a focus group on the proposed amendments related to issuance and offer for sale of sustainability-themed bonds that would

Caravan to Provincial Areas project to Khon Kaen, as per the resolution of SEC Board Meeting No. 6/2019 on 6 June 2019, which approved the establishment of SEC Caravan to Provincial Areas project.On this

, the shareholding structure of any group of investors and major shareholders, business operation, fundraising objective, and risk factors. This is to ensure that investors would receive material and