://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8534 SEC Board orders Zipmex to resume trading services according to trading rules and deposit/withdrawal service of digital assets Bangkok, 25 July 2022 – It appears
subject to the number of counts of offences committed by each defendant. - Under Section 91(2) of the Penal Code, if it appears that any offender has committed the several distinct and different offences
IFEC directors and executives is unlawful. If any fact appears that there has been any violation of the SEA, such persons may be liable to legal action that could lead to criminal penalties and civil
any prohibited characteristics as specified in the Notification of the Securities and Exchange Commission on prohibited characteristics of securities business personnel. When it appears that any
. When it appears that any executive of a securities company possesses any prohibited characteristic, the Office shall proceed in accordance with the rules and procedures specified in the Notification of
controlling its business by mean of maintaining capital adequacy and capital reserve as prescribed by related rules. Provided that, after submitting an application, if it appears that the applicant can not
application, if it appears that the applicant can not maintain the capital adequacy or capital reserve, the applicant shall notify the Office in writing immediately of such matters; □ (2) Audited financial
. Clause 8. In cases where there appears later any fact that any capital market personnel who is director or manager of a securities company, director, manager or person with power of management of
. In case it appears to the Office that the investment in securities or the trading in derivatives by any derivatives broker violates or does not comply with this Notification or the guideline set by the