The SEC proposed to amend the regulations relating to annual fee regime for intermediaries to improve equality of fee rate among intermediaries operating the same activities and to ease the burden
companies.In protecting the best interest of investors, the SEC is proposing to amend such rules to provide a clearer practical guideline for fund management and more room for investors to consider potential
Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
Committee The Board of Directors’ meeting resolved to propose to the 2020 Annual General Meeting of Shareholders to approve the reappointment of the following directors to resume their positions for another
operations, with a view to grouping the relevant regulations of the operation system and the provision of services to facilitate business operators.The public hearing is intended to propose the draft
analysis on current conditions of assets. Accordingly, the SEC required GOLD and UV clarify the reasonableness of the assets valuation report used in making a decision to propose the asset disposition and
Panyagometh (7) Mr.Subbhalerk Na Songkla 9. Approved to propose to the Shareholders’ Meeting to approve to amend the amendment of the Company’s objectives, from 68 clauses to 73 clauses, as follows: “…69
) ordering the intermediary , who has breached or failed to comply with this Notification or the SEC Office’s Notifications issued by virtue of this Notification, to [i] amend or refrain to act or [ii] act any
August 15, 2019 , has passed significant resolutions as follows: 1. It was resolved to propose the Shareholders’ Meeting to consider approving the disposal of investment in SUT Global Co., Ltd. ( “SUTG