necessary to put in place an effective handling procedure. Each organization should establish a clear procedure and cyber threat handling guidelines. We hope this drill will be a beginning for capital market
) Date (Oldest) Notification of the Securities and Exchange Commission KorNor. 1/2554 Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund http
(Oldest) Notification of the Securities and Exchange Commission KorNor. 1/2554 Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund http
• Mutual Fund Management ○ Advertising ○ Procedure for Incorrect Pricing ○ Procedure for the default by Issuer ○ Transaction with Connected Person ○ Liquidation ○ NAV Calculation
guideline and description about the risk factors and the criteria to risk scoring. This will encourage the assessor to better document the conclusion of risk assessment procedure and will also standardize the
committee via other method and the meeting can be start sooner than mentioned above. If at least two committees requested for a meeting, the chairman should take any action to have such meeting to be held
enterprises (and above) requests must be processed through the Environmental, Social and Governance (ESG) assessment procedure Financial support to environmentally- friendly businesses Efficient risk management
) เนื่องจากปัจจุบันมีผู้ประกอบธุรกิจในตลาดทุนนำฟินเทคมาใช้เพิ่มประสิทธิภาพในการให้บริการผู้ลงทุน อาทิ การนำอัลกอรึทึม (algorithm) หรือชุดของคำสั่ง (coding) ของคอมพิวเตอร์มาใช้ในกระบวนการคิดวิเคราะห์ ให้คำแนะนำ