offer, in case of a tender offer by a company that is delisting from the stock exchange. For a whitewash waiver Providing opinions to the shareholders regarding the application for a waiver from making
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on
contracts. In case of investing in foreign property, the due diligence must include opinions of a legal advisor, who is an expert in the law of that country, on possibilities of the REIT to legitimately
Enterprise (8) ICO by Adventure Hostel Bangkok (9) ICO by Kidstocurrency SEC hereby notifies that the nine products above have been neither filed for approval nor existed on the list of SEC-approved
Supervisory Board or the SEC Office in cases where the officer, the employee or such other persons believe or have reasonable ground to honestly believe that there has been contravention of or failure to comply
best interest for shareholders. To be qualified as a director of a public company, a person shall have qualifications as specified in the Public Company Limited Act B.E. 2535 (1992) and perform duties
: 1. Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of
have shown that the Thai capital market’s rules and regulations on corporate governance practices are in accordance with international standards, lead the ASEAN countries, and hold a top three position
as follows; (1) Fast Track: auditors who a) are under supervision by an audit oversight authority that has same auditor oversight standard as that of the SEC, and b) have experience in auditing and
and National Institute of Development Administration, have organized the SEC Working Papers Forum every month to provide a venue of presentation of research papers on capital market issues, exchange of