Facebook page ชื่อ Stock Exchange for Investment : Unlicensed securities and derivatives business (Disclosure Date : 27/10/2023)
Facebook Page ชื่อ Stock exchange for investment : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)
solicitation for investment in nine digital assets which are not on the list of SEC-approved digital assets or under SEC’s supervision Following the tips from various sources to SEC, several investment
operators regarding the legality of the executed legal acts. Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022 the SEC disseminated the circular
prepared in accordance with the format and contents provided herein . On-going requirements of CIS Operator The followings are on-going requirements for CIS Operator who makes offerings of either
authorization. Under the ARFP framework, efforts are made to unify the mutual entry processes for funds that are managed in accordance with the ARFP rules agreed upon among the relevant regulators of the
Stock Exchange of Thailand Director, Thailand Securities Depository of Thailand Chairman, Thai Credit Guarantee Corporation Director, Executive Director EXIM Bank Trainings Corporate Governance
is any) and must disclose sufficient information for making an investment decision. The levels of regulations will depend on the type of securities being offered; whether they are existing or new
SEC relies on the Check and Balance System whereby the Audit Committee and the Internal Audit Department are responsible for reviewing and giving recommendation to the SEC Board on the matters related