Securities and Exchange Commission No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By

financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the

ก.ล.ต. เปิดรับฟังความคิดเห็นแนวทางการสนับสนุนผู้ให้บริการให้คำปรึกษาด้านการวางแผนทางการเงินที่มีคุณภาพ ประชาชนเข้าถึงได้ ภายใต้โครงการ ?Wealth Advice for All? ซึ่งเปิดกว้างให้ผู้ประกอบธุรกิจทั้งราย

ถึงได้ (wealth advice for all)      หลักการและเหตุผล แนวทางการออกหลักเกณฑ์เกี่ยวกับการให้บริการคำแนะนำและวางแผนทางการเงิน (wealth advice)  ภายใต้โครงการ Wealth Advice for All ซึ่งผลักดันให้คนไทยตระหนัก

operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and

notifications has taken suggestion from all parties, including listed companies, potential issuers, and investors, into consideration intended to provide  clear and sufficient information for investors without

foreign investors to make investments according to Gilt Edge’s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and

investors to make investments according to Gilt Edge’s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and experienced

3. Mr. Steven or Steve Entwistle.- Mr. Steven or Steve Entwistle.- as Managing Director, the representative office solicited the foreign investors to make investments according to Gilt Edge’s advice

requirements applicable to them. Under the proposed revision, for example, the operators will have to provide unprejudiced advice, supervise the approved contact person giving advice through any media or