account to trade securities for the benefit of themselves or others. {H}'s action was deemed performing duties beyond the scope of employment, taking advantage of client by virtue of duties, and giving
exploitation of such information to take advantage of the fund for the benefit of oneself or others. Presently, all companies have already made progress on this matter accordingly.Vasant Thienhom, SEC Deputy
), sold 29,000 shares of BLA through his the securities trading account in such a way as to take advantage of other persons by using negative material non-public information concerning BLA’s operating net
(BLA) shares to be sold from the account of BKI in such a way as to take advantage of other persons by using negative material non-public information concerning BLA’s operating net loss of 880.59 million
Company Limited through a trading account of M Capital Holdings Company Limited in such a way as to take advantage of other persons by using material non-public information concerning the decreasing
shares of PTL in PAPL’s securities trading account between April 1, 2016 - May 4, 2016 in such a way as to take advantage of other persons through the assistance of Mrs. Supritha Pai Kasturi, PTL’s Senior
, on 23-31 July 2015, Mr. Thaksa puschased TPAC shares in Mr. Thanat Busayapoka’s securities trading account in such a way as to take advantage of other persons before TPAC disclosed the inside
Purchasers). Subsequently, on 28 July to 1 October 2015, Mr. Jajjai puschased TPAC shares in Ms. Benjamas Dhammarungruang’s securities trading account in such a way as to take advantage of other persons
to 8 October 2015, Mr. Kavivud puschased TPAC shares in Ms. Anootree Nerngchamnong and Ms. Anootree Nerngchamnong’s securities trading account in such a way as to take advantage of other persons before
. Subsequently, on 7 August to 8 October 2015, Mr. Ramesh purchased TPAC shares in his securities trading account in such a way as to take advantage of other persons before TPAC disclosed the inside information