conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in
maintain substantial and adequate financial resources continuously; (5) market conduct An intermediary shall undertake business in keeping with proper standards of market conduct; (6) competent staff
. Assigning competent audit staff to each engagement as required by auditing standards and determining performance evaluation criteria to reflect performance quality could help improve the deficiencies; (3
, conceals, any property or document which the competent officer has seized https://www.sec.or.th/cgthailand/EN/Pages/FAQ/CorruptionFAQ.aspx English (United States) CorruptionFAQ company who fails to perform
perform his duties with responsibility, due care and loyalty.) Section 305 (Person who damages, destroys, conceals, any property or document which the competent officer has seized https://www.sec.or.th
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
Automotive Holding Netherlands BV (“Continental”) has signed a Sale and Purchase agreement to acquire a 100 percent equity of Quantum Inventions Pte. Ltd. (“QI”). The Company had invested in QI in 2014
Eastern Investment (Holding) Ltd, to acquire the integrated PTA- PET assets in Corpus Christi, Texas, USA from M&G USA Corp. and its affiliated debtors (“M&G”), IVL would like to inform that the joint
regarding the entry into an equal Joint Venture with Alpek, S.A.B. de C.V., and Far Eastern Investment (Holding) Ltd, to acquire the integrated PTA- PET assets in Corpus Christi, Texas, USA from M&G USA Corp
BIR program. The revision would accommodate the BOT’s market surveillance to acquire in-depth, complete, accurate and timely information on foreign bond investors’ behaviors. Such information would