the event that any offenders refuse to consent, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions

, instructed DA operators in writing to disclose information and warn their clients about potential risks associated with the storing of digital assets on the operators’ websites and applications (30 December

Information Disclosure (ELCID) via SET within three business days. In case of PE Trusts, a trustee must notify trust certificate holders in writing of their resignation no less than 30 days in advance.(2

that the companies inform SEC in writing of the intention to postpone the submission within 150 days as of the end of the financial year, while disclosure to PVD members is due within such period of

forms and depositor signatures of her clients. Nuchanart later confessed to TMB in writing that she had committed frauds against her clients’ assets and had sought undue benefits for herself at an

place of trading. In addition, the regulation writing method has been simplified through the use of diagrams and tables to facilitate asset management companies’ better understanding and proper

and report the results of the matter to the SEC. The SEC has already notified Coin Asset in writing of the required proceeding. In any case, the application rejection this time does not invalidate the

civil sanctions on Surin.  However, he did not agree to comply with civil sanctions determined by the Civil Sanction Committee.  SEC, therefore, requests the public prosecutor in writing to file a

the client . Division 2 Measures for preventing and managing conflicts of interest _____________________________ Clause 17 An intermediary shall determine the policy, in writing, pertaining to

158,884,960.75 baht, on 635,539,843 shares with the par value of 0.25 baht. This is done by writing off unsold share of 18,960,157 shares which are stocks that are not sold under the warrant UREKA-W1. 1.2