intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under Clause 37 of the Notification on Standard Conduct of
) Boon Prasitsamrit for manipulating share price of Thai Yuan Mtal Plc. (TYM); presently known as The Steel Plc. (THE). With the referral from the Stock Exchange of Thailand, the SEC probed into the case
hearing document available at www.sec.or.th/hearing . Related persons and interested parties may express their comments on the website or send comments to e-mail: sakdas@sec.or.th or juthaporn@sec.or.th
this regard, listed companies facing limitations or effects of the said outbreak, causing the inability to submit reports by the deadline, may send a written request to SEC for deadline extension
://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=684. Stakeholders and interested parties are welcome to send comments or suggestions by 26 January 2021 via the website or e-mail to kris@sec.or.th or nichap
periods as well as popular funds seem to considerably attract more investment money than others. Unfortunately, most investors tend to buy high and sell low, getting caught in a wrong market timing. It is
”* Meaning of “Delete” Meaning of “Cancel” 1 Draft The report is only a draft and has not been sent to SEC Office. It will not be published until you click ‘Send’, and the status will be changed to “Sent
risk management. We are using it here because we hope that our proposed measure will become well known, like alpha and beta; however with a specific new meaning within the context of wealth management
stipulate a position limit of their clients, the intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under