investment consultants imposed administrative sanction as Investment Consultant and Director & Executive. /2 Excluding the cases where the SEC Office issued warning letters which are not deemed administrative
satisfactory operating performance, together with sound corporate governance, allowed KBank and K Companies to meet business targets, gaining wide acceptance and marks of recognition at home and abroad, as
to acquiring transaction or disposal of assets. 3. The approval on Vanachai Energy Industries Company Limited (subsidiary company) to process the project of Biomass Renewable Energy Plant on production
to acquiring transaction or disposal of assets. 3. The approval on Vanachai Energy Industries Company Limited (subsidiary company) to process the project of Biomass Renewable Energy Plant on production
ratio summary of the mutual fund via Form 123-2 attached hereto; (5) Total fees, compensation and expenses collected from the mutual fund and unit holders via Form 123-2 attached hereto; (6) Warning on
% YoY and 1.5% QoQ supported by softened handset subsidy. Marketing expenses were Bt2,608mn, dropping 32% YoY and 9.1% QoQ. In 3Q17, AIS’ handset campaigns were more targeted in gaining mid- to high-end
executives of Circuit Electronics Industries Plc. (“CIRKIT”), in misappropriating company assets or obtaining unlawful gains for themselves or other persons, thereby causing damage to CIRKIT. the public
Mr. Yuttana Lipirodkul Mr. Yuttana Lipirodkul operated securities and derivatives businesses without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
private fund management by advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section
advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions