Mr.Parin Pruksawan During December 17, 2013 – January 9, 2014 Mr. Parin Pruksawan, a trader of DBS Vickers Securities (Thailand) Co.,Ltd, performed his duty dishonestly by using information to
/marketing) เนื่องจากเจ้าหน้าที่ที่ตัดสินใจซื้อขายเพื่อบริษัท (trader)มุ่งหวังการทำกำไรเพื่อบริษัทเป็นสำคัญ แต่เจ้าหน้าที่ติดต่อลูกค้า (sales staff) มีหน้าที่ชักชวนหรือให้คำแนะนำการลงทุนแก่ลูกค้า
used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for
Conference, December 6, 2022 SEC Classification : ใชภ้ายใน (Internal) Overall Assessment Consistent with literature on loss-chasing behaviour and realization effect -> Sensible and useful results Thai
reviewed and changed the estimated useful lives of buildings, machinery and equipment in accordance with their conditions and the proper estimation of useful lives with reference to the Health Study Report
sentenced the accused to three year imprisonment. As the accused’s plea was useful to proceeding, the Court reduced the punishment by one-third, resulting in two year imprisonment. SEC Act S.90 and Section
for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures
. Operators of derivatives business wishing to apply for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business
for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures
will be particularly useful for setting directions and policies for developing and promoting securities businesses that can adapt to the emerging changes, enhancing efficiency under the changing and