achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise
leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under transparent and fair management in line with international standard good governance guidelines, we
leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under transparent and fair management in line with international standard good governance guidelines, we
concurrently with) the issuance of the bond.” While such SPTs will be the most transparent and easiest to calculate results of, some issuers may elect dynamic targets that could change over the life of the bond
operation ethical, transparent and supportive to the SEC objectives. 1.4 SEC Office Headed by the Secretary-General, the SEC Office is responsible for the implementation of policies set forth by the SEC Board
necessary. The regulations under this Notification set a standard for operation of derivatives clearing houses so that their services are efficient, transparent, and examinable, in a bid to promote confidence
/2015 14 Sample Formation 6/29/2015 15 Descriptive Statistics 6/29/2015 16 Empirical Test – Q1 • Estimating Pricing Effects of Future Earnings Uncertainty 6/29/2015 17 Empirical Test – Q1 • I empirically
and Mission The SEC’s vision, mission and objectives aim at supervising and developing the capital market to be efficient, transparent, inclusive, reliable, and in accordance with international
Meeting endorsed the ASEAN Transition Finance Guidance (Guidance] which serves as a common standard guidance for what constitutes a credible, transparent, and inclusive transition with a focus on aligned
companies are encouraged to lay out and implement anti-corruption policies and mechanisms to alleviate corruption risks directly and promote more efficient and transparent provision of public sector services